KYC and Compliance, Customer Service, Sales,KYC and Compliance, Customer Service, Sales,
Lauren
$3,000
per month
($17/hour)
Profile Description
Business graduate (BA Hons, Arden University, United Kingdom) with experience across client services, sales, compliance and financial operations. Skilled in mandatory regulatory frameworks such as KYC (Know Your Client), FICA (Financial Intelligence Centre Act) and AML (Anti-Money Laundering) regulations, client relations and reporting, with a proven ability to manage complex processes with stakeholders at all levels. I am looking to move beyond traditional administrative roles and am willing to...
Work Experience
Client Services Agent
Realfin Collective Investment Schemes
May 2022 - May 2023
Job Responsibilities:
Responsible for managing the main sales and custody inboxes. Promptly recorded trades on a cash flow spreadsheet to load onto banking fund accounts by liaising with stakeholders. Onboarded new investors by gathering KYC information and raising concerns with the compliance team. Tracked and paid necessary invoices. Key Responsibilities: ● Compliance and Regulation: Managed KYC/FICA document...
Quick Stats
Education
Bachelor's Degree
Arden University
2022 - 2026